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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS

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History Ch 7 inserted by No 122 of 2001, s 3, Sch 1, Pt 1[1] (effective 11 March 2002). As Act No 122 of 2001 repealed Ch 7 and 8 the history notes for Ch 7 use "inserted" and references to the former provisions have been removed.

PART 7.8 - OTHER PROVISIONS RELATING TO CONDUCT ETC. CONNECTED WITH FINANCIAL PRODUCTS AND FINANCIAL SERVICES, OTHER THAN FINANCIAL PRODUCT DISCLOSURE

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Division 7 - Other rules about conduct

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SECTION 991C   991C  REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO INSTRUCTIONS TO DEAL THROUGH LICENSED MARKETS

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The regulations may do all or any of the following in relation to instructions received by financial services licensees to deal in financial products through licensed markets:

(a) impose requirements relating to the order in which instructions are to be transmitted to a licensed market or to another financial services licensee who is a participant in a licensed market;

(b) impose requirements relating to the order in which dealings that have been effected on a licensed market are to be allocated to instructions;

(c) prohibit the disclosure of instructions in specified circumstances.

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History S 991C inserted by No 122 of 2001, s 3, Sch 1, Pt 1[1] (effective 11 March 2002).