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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.8 - OTHER PROVISIONS RELATING TO CONDUCT ETC. CONNECTED WITH FINANCIAL PRODUCTS AND FINANCIAL SERVICES, OTHER THAN FINANCIAL PRODUCT DISCLOSURE    View history reference

Division 7 - Other rules about conduct    View history reference

SECTION 991C  

991C  REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO INSTRUCTIONS TO DEAL THROUGH LICENSED MARKETS  

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The regulations may do all or any of the following in relation to instructions received by financial services licensees to deal in financial products through licensed markets:


(a) impose requirements relating to the order in which instructions are to be transmitted to a licensed market or to another financial services licensee who is a participant in a licensed market;


(b) impose requirements relating to the order in which dealings that have been effected on a licensed market are to be allocated to instructions;


(c) prohibit the disclosure of instructions in specified circumstances.


 



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