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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.7A - BEST INTERESTS OBLIGATIONS AND REMUNERATION    View history reference

Division 5 - Other banned remuneration    View history reference

Subdivision B - Asset-based fees on borrowed amounts    View history reference

SECTION 964F  

964F  WHAT IS AN ASSET-BASED FEE?  

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A fee for providing financial product advice to a person as a retail client is an asset-based fee to the extent that it is dependent upon the amount of funds used or to be used to acquire financial products by or on behalf of the person.


 



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