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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.7A - BEST INTERESTS OBLIGATIONS AND REMUNERATION    View history reference

Division 5 - Other banned remuneration    View history reference

Subdivision B - Asset-based fees on borrowed amounts    View history reference

SECTION 964B  

964B  APPLICATION  

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This Subdivision applies where a financial services licensee, or a representative of a financial services licensee, provides financial product advice (the advice) to a person (the client) as a retail client.


 



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