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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.7A - BEST INTERESTS OBLIGATIONS AND REMUNERATION    View history reference

Division 3 - Charging ongoing fees to clients    View history reference

Subdivision A - Preliminary    View history reference

SECTION 962  APPLICATION OF THIS DIVISION  

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962(1)  

This Division applies in a case where:


(a) a financial services licensee, or a representative of a financial services licensee, enters into an ongoing fee arrangement with another person (the client); and


(b) the arrangement has not terminated for any reason.

962(2)  

This Division also applies in a case where:


(a) the rights of a financial services licensee, or a representative of a financial services licensee, under an ongoing fee arrangement are assigned to another person; and


(b) the arrangement has not terminated for any reason.


 



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