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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.7 - FINANCIAL SERVICES DISCLOSURE    View history reference

Division 7 - Enforcement    View history reference

Subdivision A - Offences    View history reference

SECTION 952M  

952M  OFFENCE OF UNAUTHORISED ALTERATION OF FINANCIAL SERVICES GUIDE OR SUPPLEMENTARY FINANCIAL SERVICES GUIDE  

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A person commits an offence if:


(a) the person engages in conduct that results in an alteration of a Financial Services Guide or a Supplementary Financial Services Guide that:


(i) has been prepared by or on behalf of a particular financial services licensee; or

(ii) the distribution of which by the person has been authorised by a particular financial services licensee; and


(b) the alteration results in the Financial Services Guide or Supplementary Financial Services Guide becoming defective, or more defective than it previously was; and


(c) the alteration is not made with the authority of the licensee; and


(d) the person, in purported compliance with a provision of this Part, gives the altered Financial Services Guide or Supplementary Financial Services Guide to another person.


 



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