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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.7 - FINANCIAL SERVICES DISCLOSURE    View history reference

Division 3 - Additional requirements for personal advice provided to a retail client    View history reference

Subdivision C - Requirement for a Statement of Advice to be given    View history reference

SECTION 946A  OBLIGATION TO GIVE CLIENT A STATEMENT OF ADVICE  

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946A(1)  [ Obligation]  


The providing entity must give the client a Statement of Advice in accordance with this Subdivision and Subdivision D .

946A(2)  [ Form]  


The Statement of Advice may be:


(a) the means by which the advice is provided; or


(b) a separate record of the advice.

946A(3)  [ Limitation]  

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This section has effect subject to sections 946AA and 946B .


 



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