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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.7 - FINANCIAL SERVICES DISCLOSURE    View history reference

Division 2 - Person provided with financial service as retail client to be given a Financial Services Guide    View history reference

Subdivision A - Requirement for a Financial Services Guide to be given    View history reference

SECTION 941A  OBLIGATION ON FINANCIAL SERVICES LICENSEE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT  

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941A(1)  [Obligation]  


A financial services licensee (the providing entity) must give a person a Financial Services Guide in accordance with this Division if the providing entity provides a financial service to the person (the client) as a retail client.

941A(2)  [Limitation]  


This section has effect subject to section 941C.


 



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