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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES    View history reference

Division 9 - Registers relating to financial services    View history reference

Subdivision B - Notice requirements relating to the Register of Relevant Providers    View history reference

SECTION 922P  CHANGE IN MATTER WITHIN 30 BUSINESS DAYS  

 View history reference

922P(1)  

Notices must be given under sections 922D, 922H and 922HD in relation to a person who was a relevant provider even if the person ceases to be a relevant provider before a notice has been lodged under section 922D.

922P(2)  

A notice is not required to be given under section 922HB in relation to a person if:


(a) the person was a relevant provider at the end of a financial services licensee's CPD year; and


(b) the person was authorised at that time to provide personal advice to retail clients, on behalf of the licensee, in relation to relevant financial products; and


(c) the person ceases to be a relevant provider within 30 business days of becoming a relevant provider.

922P(3)  

A notice is not required to be given under sections 922J and 922K in relation to a person who starts or ceases to have control of a body corporate licensee if the person ceases to have control of the licensee within 30 business days of starting to have control of the licensee.


 



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