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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES    View history reference

Division 9 - Registers relating to financial services    View history reference

Subdivision B - Notice requirements relating to the Register of Relevant Providers    View history reference

SECTION 922HA  OBLIGATION TO NOTIFY ASIC OF FINANCIAL SERVICES LICENSEE'S CPD YEAR  

 View history reference

922HA(1)  

A notice must be lodged under this subsection, in accordance with section 922L, if ASIC grants an applicant an Australian financial services licence that covers the provision of personal advice to retail clients in relation to relevant financial products.

922HA(2)  

A notice lodged under subsection (1) must include the day on which the licensee's CPD year is to begin.

922HA(3)  

A notice must be lodged under this subsection, in accordance with section 922L, if a financial services licensee:


(a) has previously lodged a notice under subsection (1) or this subsection specifying a particular day of the year; and


(b) decides that the licensee's CPD year is to begin on another day of the year; and


(c) has not lodged a notice under subsection (1) or this subsection in the 12-month period preceding that decision.

922HA(4)  

A notice lodged under subsection (3) must include the day on which the licensee's CPD year is to begin.


 



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