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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES    View history reference

Division 9 - Registers relating to financial services    View history reference

Subdivision A - Registers generally    View history reference

SECTION 922A  REGISTERS RELATING TO FINANCIAL SERVICES  

 View history reference

922A(1)  

ASIC must establish and maintain one or more registers relating to financial services.

922A(2)  

The regulations may prescribe the way in which the register or registers must be established or maintained, including the details that ASIC must enter in the register or registers in respect of the following persons or bodies:


(a) financial services licensees;


(b) authorised representatives of financial services licensees;


(c) persons against whom a banning order or disqualification order under Division 8 is made;

[CCH Note: There is no paragraph 922A(2)(d).]


(e) any other persons or bodies that are prescribed by regulations made for the purposes of this paragraph.

Note: The Register of Relevant Providers is maintained under Subdivision C of this Division.


 



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