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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES    View history reference

Division 6 - Liability of financial services licensees for representatives    View history reference

SECTION 917B  

917B  RESPONSIBILITY IF REPRESENTATIVE OF ONLY ONE LICENSEE  

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If the representative is the representative of only one financial services licensee, the licensee is responsible, as between the licensee and the client, for the conduct of the representative, whether or not the representative's conduct is within authority.


 



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