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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES    View history reference

Division 2 - Requirement to be licensed or authorised    View history reference

SECTION 911C  

911C  PROHIBITION ON HOLDING OUT  

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A person must not hold out:


(a) that the person has an Australian financial services licence; or


(b) that a financial service provided by the person or by someone else is exempt from the requirement to hold an Australian financial services licence; or


(c) that, in providing a financial service, the person acts on behalf of another person; or


(d) that conduct, or proposed conduct, of the person is within authority (within the meaning of Division 6) in relation to a particular financial services licensee;
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(e) (Repealed)
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(f) (Repealed)
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if that is not the case.

Note: Failure to comply with this section is an offence (see subsection 1311(1)).


 



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