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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES    View history reference

Division 8 - Other matters    View history reference

SECTION 907A  

907A  OTHER PROHIBITIONS ON HOLDING OUT  

 View history reference
A person must not hold out:


(a) that the person has an Australian derivative trade repository licence; or


(b) that the operation of a derivative trade repository by the person is authorised by an Australian derivative trade repository licence; or


(c) that a facility is prescribed by the regulations for the purpose of paragraph 901A(5)(b); or


(d) that a facility is prescribed by the regulations for the purpose of paragraph 901A(6)(b); or


(e) that a facility is prescribed by the regulations for the purpose of paragraph 901A(7)(b);

if that is not the case.

Note 1: Failure to comply with this subsection is an offence: see subsection 1311(1).

Note 2: Section 905A contains other offences relating to derivative trade repositories that are required to be licensed.


 



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