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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES    View history reference

Division 5 - Regulation of licensed derivative trade repositories: other obligations and powers    View history reference

Subdivision A - Obligations    View history reference

SECTION 904A  

904A  GENERAL OBLIGATIONS  

 View history reference
A derivative trade repository licensee must:


(a) comply with the conditions on the licence; and


(b) if the licensee is a foreign body corporate - be registered under Division 2 of Part 5B.2; and


(c) take all reasonable steps to ensure that no disqualified individual becomes, or remains, involved in the operator (see Division 2 of Part 7.4).

Note: Derivative trade repository licensees must also comply with other provisions of this Part that apply to them.


 



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