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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES    View history reference

Division 2 - Regulation of derivative transactions: derivative transaction rules    View history reference

Subdivision B - Compliance with derivative transaction rules  

SECTION 901E  OBLIGATION TO COMPLY WITH DERIVATIVE TRANSACTION RULES  

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901E(1)  

A person must comply with provisions of the derivative transaction rules that apply to the person.

Note: This section is a civil penalty provision (see section 1317E). For relief from liability to a civil penalty relating to this section, see section 1317S.

901E(2)  

If there is an inconsistency between the derivative transaction rules and the derivative trade repository rules, the derivative transaction rules prevail to the extent of the inconsistency.

Note 1: If there is an inconsistency between the market integrity rules and the derivative transaction rules, the market integrity rules prevail: see subsection 798H(3).

Note 2: If there is an inconsistency between the standards determined under section 827D and the derivative transaction rules, the standards prevail: see subsection 827D(2A).

[CCH Note: S 901E(2) will be amended by No 25 of 2017, s 3, Sch 5[12], by inserting note 3 at the end (effective 4 April 2018). Note 3 will read:

Note 3: If there is an inconsistency between the derivative transaction rules and the client money reporting rules, the derivative transaction rules prevail: see subsection 981M(2).

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