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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.5 - COMPENSATION REGIMES FOR FINANCIAL MARKETS    View history reference

Division 5 - Provisions common to both kinds of compensation arrangements    View history reference

SECTION 892K  RISK ASSESSMENT REPORT  

 View history reference

892K(1)  [Risk assessment report]  


For the purposes of monitoring compliance with, and the operation of, this Part, the Minister may, by giving the operator of a financial market written notice, require the operator:


(a) to cause a risk assessment report to be prepared in relation to the market in accordance with the requirements specified in the notice; and


(b) to give that report to the Minister by the time specified in the notice.

892K(2)  [Compliance]  


The operator must comply with the notice.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1)).


 



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