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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.4 - LIMITS ON INVOLVEMENT WITH LICENSEES    View history reference

Division 2 - Individuals who are not fit and proper are disqualified    View history reference

SECTION 853F  OBLIGATIONS ON DISQUALIFIED INDIVIDUALS  

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853F(1)  

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A disqualified individual must not become involved in a market licensee, a CS facility licensee or a derivative trade repository licensee.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1)).

853F(2)  

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A disqualified individual who is involved in a market licensee, a CS facility licensee or a derivative trade repository licensee must take all reasonable steps to ensure that he or she ceases to be involved in the licensee.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1)).


 



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