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CORPORATIONS ACT 2001

CHAPTER 10 - TRANSITIONAL PROVISIONS  

PART 10.23A - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (PROFESSIONAL STANDARDS OF FINANCIAL ADVISERS) ACT 2017    View history reference

Division 3 - Transitional notices    View history reference

SECTION 1546Y  OBLIGATION TO NOTIFY ASIC WHEN EXAMS PASSED  

 View history reference

1546Y(1)  

A notice must be lodged under this section, in the prescribed form, if an existing provider passes an exam for the purposes of complying with subsection 1546B(3).

1546Y(2)  

The notice must state that the existing provider has passed the exam.

1546Y(3)  

The notice must be lodged by a financial services licensee within 30 business days of the financial services licensee becoming aware that the existing provider has passed the exam.


 



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