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CORPORATIONS ACT 2001

CHAPTER 9 - MISCELLANEOUS  

PART 9.2A - AUTHORISED AUDIT COMPANIES    View history reference

Division 1 - Registration    View history reference

SECTION 1299F  NOTIFICATION OF CERTAIN MATTERS  

 View history reference

1299F(1)  [Contravention of registration conditions]  


An authorised audit company must notify ASIC if a condition or restriction to which the company's registration is subject is contravened.

1299F(2)  [Content of notice]  


The notice under subsection (1) must:


(a) set out details of the contravention; and


(b) be given within 14 days after the company becomes aware of the contravention; and


(c) be lodged with ASIC in the prescribed form.

1299F(3)  [Change of registration details]  


An authorised audit company must notify ASIC if:


(a) details of a matter are required by subsection 1299E(2) to be entered in the Register of Authorised Audit Companies in relation to the company; and


(b) a change occurs in that matter while the company is registered as an authorised audit company.

1299F(4)  [Content of notice under subsection (3)]  


The notice under subsection (3) must:


(a) set out details of the change; and


(b) be given within 28 days after the change occurs; and


(c) be lodged with ASIC in the prescribed form.

1299F(5)  [Change of registration details prior to determination of application]  


A company that applies for registration as an authorised audit company must notify ASIC if:


(a) details of a matter would be required by subsection 1299E(2) to be entered in the Register of Authorised Audit Companies in relation to the company if it were to be registered; and


(b) a change occurs in that matter before the application is granted or rejected.

1299F(6)  [Content of notice under subsection (5)]  


The notice under subsection (5) must:


(a) set out details of the change; and


(b) be given within 28 days after the change occurs; and


(c) be lodged with ASIC in the prescribed form.


 



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