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CORPORATIONS ACT 2001

CHAPTER 1 - INTRODUCTORY  

PART 1.2A - DISCLOSING ENTITIES  

Division 2 - Definitions  

SECTION 111AF  SECURITIES (EXCEPT DEBENTURES AND MANAGED INVESTMENT PRODUCTS) HELD BY 100 OR MORE PERSONS  

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111AF(1)  [Securities issued under disclosure document]  


Securities (except debentures or managed investment products) in a class of securities of a body are ED securities if:


(a) a disclosure document in relation to securities in that class has been lodged with ASIC under Chapter 6D; and


(b) securities in that class have been issued pursuant to the disclosure document; and


(c) after an issue of securities in that class pursuant to the disclosure document, 100 or more persons held securities in that class; and


(d) securities in that class have been held by 100 or more persons at all times since the issue of securities referred to in paragraph (c).

111AF(2)  [Holders of securities resident in jurisdiction]  

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Securities (except debentures and managed investment products) in a class of securities of a body are ED securities if securities in that class have been issued under a recognised offer and the offeror's records indicate that 100 or more people who reside in this jurisdiction have held securities in that class (whether or not as a result of the recognised offer) at all times since the issue.


 



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