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CORPORATIONS ACT 2001

CHAPTER 1 - INTRODUCTORY  

PART 1.2A - DISCLOSING ENTITIES  

Division 2 - Definitions  

SECTION 111AE  SECURITIES OF BODY OR UNDERTAKING THAT IS INCLUDED IN A LICENSED MARKET'S OFFICIAL LIST  

111AE(1)  [Securities of body corporate]  

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If:


(a) a body corporate is, with its agreement, consent or acquiescence, included in the official list of a prescribed financial market; and


(b) the market's listing rules (according to their terms) apply to the body in relation to a class (which may be some or all) of securities issued by the body;

securities issued by the body in that class are ED securities, and that market is a listing market in relation to that body.

111AE(1A)  [Interests in registered scheme]  

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If:


(a) an undertaking to which interests in a registered scheme relates is, with the agreement, consent or acquiescence of the responsible entity, included in the official list of a prescribed financial market; and


(b) the market's listing rules (according to their terms) apply to the undertaking in relation to a class (which may be some or all) of managed investment products that relate to the scheme;

managed investment products in that class that relate to the scheme are ED securities, and that market is a listing market in relation to the undertaking.

111AE(2)  [Commonwealth bodies]  

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Subsections (1) and (1A) do not apply to securities of a body if:


(a) the body is a public authority of the Commonwealth or an instrumentality or agency of the Crown in right of the Commonwealth; and


(b) the only securities issued by the body that would otherwise be ED securities because of subsection (1) or (1A) are debentures; and
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(c) both the repayment of principal, and the payment of interest, in respect of those debentures is guaranteed by the Commonwealth.

111AE(3)  [State or Territory bodies]  

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Subsections (1) and (1A) do not apply to securities of a body that is:


(a) a public authority of a State or Territory; or


(b) an instrumentality or agency of the Crown in right of a State or Territory.


 



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