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CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.11 - TITLE AND TRANSFER    View history reference

Division 2 - Transfer of certain securities    View history reference

Subdivision A - General provisions    View history reference

SECTION 1071C  OCCUPATION NEED NOT APPEAR IN TRANSFER DOCUMENT, REGISTER ETC.  

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1071C(1)  [Occupation need not be stated]  


A document transferring securities need not state the occupation of the transferor or transferee and, if it is signed by a person, the signature need not be witnessed.

1071C(2)  [Paramountcy]  


Subsection (1) applies despite anything in:


(a) the constitution of:


(i) a company; or

(ii) a body referred to in paragraph 1073C(a) or (b); or


(b) the terms and conditions on which securities are created or issued.

1071C(3)  [No breach of law, etc]  


The omission from a register, certificate, document transferring securities or other document relating to a security, of a statement of the occupation of a person who is, or is entitled to be, registered as the holder of the security does not breach any law, constitution, trust deed or other document relating to the securities.


 



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