A T O home
Legal Database
Search   
for 
 
Access the database 
Browse database
Searches  
View last document
Quick access 
View legislation
View a document
Email Cross Reference Material Previous/Next Section Contents Previous/Next Result
Printable version
Printable
version

CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS    View history reference

PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE, SALE AND PURCHASE OF FINANCIAL PRODUCTS    View history reference

Division 5C - Information about CGS depository interests    View history reference

SECTION 1020AH  

1020AH  DEFINITIONS  

 View history reference
In this Division:

CGS depository interest information website means a website that is prescribed by the regulations for the purposes of this definition.

information statement for a class of CGS depository interests means a document that:


(a) contains a statement that the document is an information statement for that class for the purposes of this Division; and


(b) contains information about all CGS depository interests of that class (whether or not it also contains information about CGS depository interests of another class); and


(c) is prepared by the Commonwealth; and


(d) is published on the CGS depository interest information website.

regulated person , in relation to a CGS depository interest, means:


(a) an issuer of the CGS depository interest; or


(b) any financial services licensee; or


(c) any authorised representative of a financial services licensee; or


(d) any person who is not required to hold an Australian financial services licence because the person is covered by:


(i) paragraph 911A(2)(j); or

(ii) an exemption in regulations made for the purposes of paragraph 911A(2)(k); or

(iii) an exemption specified by ASIC for the purposes of paragraph 911A(2)(l); or


(e) any person who is required to hold an Australian financial services licence but who does not hold such a licence.


 



This information is provided by CCH Australia Limited. View the disclaimer and notice of copyright.
Top of page
More information on page