CORPORATIONS ACT 2001
Ch 7 inserted by No 122 of 2001, s 3, Sch 1, Pt 1 (effective 11 March 2002).
As Act No 122 of 2001 repealed Ch 7 and 8 the history notes for Ch 7 use "inserted" and references to the former provisions have been removed.
|PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE, SALE AND PURCHASE OF FINANCIAL PRODUCTS
|| View history reference
Pt 7.9 heading amended by No 141 of 2003, s 3, Sch 1 (effective 14 January 2004).
Div 5C inserted by No 155 of 2012, s 3, Sch 1 (effective 18 November 2012).
In this Division:
CGS depository interest information website means a website that is prescribed by the regulations for the purposes of this definition.
information statement for a class of CGS depository interests means a document that:
(a) contains a statement that the document is an information statement for that class for the purposes of this Division; and
(b) contains information about all CGS depository interests of that class (whether or not it also contains information about CGS depository interests of another class); and
(c) is prepared by the Commonwealth; and
(d) is published on the CGS depository interest information website.
regulated person , in relation to a CGS depository interest, means:
(a) an issuer of the CGS depository interest; or
(b) any financial services licensee; or
(c) any authorised representative of a financial services licensee; or
(d) any person who is not required to hold an Australian financial services licence because the person is covered by:
(i) paragraph 911A(2)(j); or
(ii) an exemption in regulations made for the purposes of paragraph 911A(2)(k); or
(iii) an exemption specified by ASIC for the purposes of paragraph 911A(2)(l); or
(e) any person who is required to hold an Australian financial services licence but who does not hold such a licence.
S 1020AH inserted by No 155 of 2012, s 3, Sch 1 (effective 18 November 2012).