Corporations Act 2001
View history note
Hide history note[ CCH Note: S 1546W heading will be amended by No 69 of 2020, s 3, Sch 1[1301], by substituting " THE REGISTRAR " for " ASIC " , (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
A notice must be lodged under this section, in the prescribed form, if, before 15 November 2019, a notice was lodged in relation to a relevant provider under: (a) section 922D , as inserted by the amending Act; or (b) section 922D , as notionally inserted into this Act by Schedule 8D to the Corporations Regulations 2001 .
[ CCH Note: S 1546W(1) will be amended by No 69 of 2020, s 3, Sch 1[1302] and [ 1303], by substituting " with the Registrar under this section " for " under this section, in the prescribed form, " and inserting " with ASIC or the Registrar " after " was lodged " , (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
1546W(2)
The notice must include:
(a) the address of the relevant provider ' s principal place of business; and
(b) the name of the compliance scheme that is to cover the relevant provider.
[ CCH Note: S 1546W(2) will be substituted by No 69 of 2020, s 3, Sch 1[1304] (effective 1 July 2026 or a day or days to be fixed by Proclamation). S 1546W(2) will read:
1546W(2)
The notice must meet any requirements of the data standards.]
1546W(3)
The notice must be lodged before 1 January 2020 by: (a) if the relevant provider is a financial services licensee - the licensee; or (b) otherwise - the financial services licensee on whose behalf the relevant provider is authorised to provide personal advice to retail clients in relation to relevant financial products.
1546W(4)
Subsection 921J(2) applies, subject to this section, as if the reference in that subsection to section 922D included a reference to this section.
Disclaimer and notice of copyright applicable to materials provided by CCH Australia Limited
CCH Australia Limited ("CCH") believes that all information which it has provided in this site is accurate and reliable, but gives no warranty of accuracy or reliability of such information to the reader or any third party. The information provided by CCH is not legal or professional advice. To the extent permitted by law, no responsibility for damages or loss arising in any way out of or in connection with or incidental to any errors or omissions in any information provided is accepted by CCH or by persons involved in the preparation and provision of the information, whether arising from negligence or otherwise, from the use of or results obtained from information supplied by CCH.
The information provided by CCH includes history notes and other value-added features which are subject to CCH copyright. No CCH material may be copied, reproduced, republished, uploaded, posted, transmitted, or distributed in any way, except that you may download one copy for your personal use only, provided you keep intact all copyright and other proprietary notices. In particular, the reproduction of any part of the information for sale or incorporation in any product intended for sale is prohibited without CCH's prior consent.
